-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PNE4RlmOCF0XPIi+Z7wCIx8DMoqwYGFi/oyjVCWkC9HrJfpPYOetmJxhFf6cs6EN 4uGo7EDbNbi1+PJ+1bCa9g== 0001362310-08-000574.txt : 20080208 0001362310-08-000574.hdr.sgml : 20080208 20080208110646 ACCESSION NUMBER: 0001362310-08-000574 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 GROUP MEMBERS: BOULDER CAPITAL, LLC GROUP MEMBERS: HERBERT AND ROSELINE GUSSMAN FOUNDATION GROUP MEMBERS: KULDEEP RAM SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53021 FILM NUMBER: 08587348 BUSINESS ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308562443 MAIL ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KPR CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001407991 IRS NUMBER: 202982008 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8403 HONEYWOOD COURT CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 918-704-7346 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET STREET 2: 32ND FLOOR CITY: TULSA STATE: OK ZIP: 74103 SC 13G/A 1 c72279sc13gza.htm SCHEDULE 13G/A Filed by Bowne Pure Compliance
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

STONERIDGE, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
86183P102
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
86183P102 
 

 

           
1   NAMES OF REPORTING PERSONS
KPR Capital Management, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Oklahoma
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,010,333
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,010,333
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,010,333
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO (Limited Liability Company)

2


 

                     
CUSIP No.
 
86183P102 
 

 

           
1   NAMES OF REPORTING PERSONS
Boulder Capital, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Oklahoma
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,010,333
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,010,333
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,010,333
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO (Limited Liability Company)

3


 

                     
CUSIP No.
 
CUSIP No. 86183P102 
 

 

           
1   NAMES OF REPORTING PERSONS
Herbert and Roseline Gussman Foundation
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Oklahoma
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,010,333
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,010,333
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,010,333
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO (Trust)

4


 

                     
CUSIP No.
 
CUSIP No. 86183P102 
 

 

           
1   NAMES OF REPORTING PERSONS
Kuldeep Ram
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  India
       
  5   SOLE VOTING POWER
     
NUMBER OF   2,010,333
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   2,010,333
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,010,333
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.3%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

5


 

CUSIP No. 86183P102
SCHEDULE 13G
         
Item 1(a)   Name of Issuer.
 
       
    Stoneridge, Inc. (“Issuer”)
 
       
Item 1(b)   Address of Issuer’s Principal Executive Offices.
 
       
    9400 East Market Street, Warren, Ohio 44484 
 
       
Item 2(a)   Name of Person Filing.
 
       
    This Schedule 13G is jointly filed by KPR Capital Management, LLC (“KPR”), Boulder Capital, LLC (“Boulder”), the Herbert and Roseline Gussman Foundation (“Foundation”) and Kuldeep Ram (“Ram”) (the “Reporting Persons”). KPR is the investment manager of Boulder and the Foundation and has been granted investment discretion over portfolio investments, including the Common Stock, held by Boulder and the Foundation. Ram is the principal of KPR.
 
       
Item 2(b)   Address of Principal Business Office, or, if none, Residence.
 
       
    The principal business address of KPR and Ram is 8403 Honeywood Court, McLean, Virginia 22102. The principal business address of Boulder and the Foundation is 15 East 5th Street, Suite 3200, Tulsa, Oklahoma 74103.
 
       
Item 2(c)   Citizenship or Place of Organization.
 
       
    KPR and Boulder are Oklahoma limited liability companies. The Foundation is an Oklahoma trust. Ram is a citizen of India.
 
       
Item 2(d)   Title of Class of Securities.
 
       
    Common Stock, no par value (“Common Stock”)
 
       
Item 2(e)   CUSIP Number.
 
       
    86183P102 
 
       
Item 3   Reporting Person.
 
       
    The Reporting Persons are filing pursuant to Rule 13d-1(c).
 
       
Item 4   Ownership.
 
       
 
  (a)   Boulder directly beneficially owns 1,944,833 shares of Common Stock of the Issuer, and the Foundation directly beneficially owns 65,000 shares. KPR, as investment manager of Boulder and the Foundation, and Ram, as the principal of KPR, may also be deemed to beneficially own the shares of Common Stock held by Boulder and the Foundation.

 

6


 

CUSIP No. 86183P102
         
 
  (b)   The Reporting Persons beneficially own 8.3% of the shares of Common Stock outstanding. This percentage is determined by dividing the number of shares of Common stock beneficially held by 24,226,564, the number of shares of Common Stock calculated to be issued and outstanding as of October 26, 2007, as reported in the Issuer’s Form 10-Q filed November 9, 2007.
 
       
 
  (c)   As the principal of KPR, which has been granted investment discretion over the Common Stock held by Boulder, Ram has sole power to direct the vote and disposition of the 1,944,833 shares of Common Stock held by Boulder, and the 65,500 shares of Common Stock held by the Foundation.
 
       
Item 5   Ownership of Five Percent or Less of a Class.
 
       
    Not applicable.
 
       
Item 6   Ownership of More than Five Percent on Behalf of Another Person.
 
       
    Not applicable.
 
       
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
 
       
    Not applicable.
 
       
Item 8   Identification and Classification of Members of the Group.
 
       
    Not applicable.
 
       
Item 9   Notice of Dissolution of Group.
 
       
    Not applicable.
 
       
Item 10   Certification.
By signing below the undersigned certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
     
Exhibits
  Exhibit 1
 
   
 
  Joint Filing Agreement

 

7


 

CUSIP No. 86183P102
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: February 6, 2008.
         
    KPR Capital Management, LLC
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Manager
 
       
    Boulder Capital, LLC
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Authorized Person
 
       
    Herbert and Roseline Gussman Foundation
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Authorized Person
 
       
    /s/ Kuldeep Ram
     
    Kuldeep Ram

 

8

EX-1 2 c72279exv1.htm EXHIBIT 1 Filed by Bowne Pure Compliance
 

CUSIP No. 86183P102
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, no par value, of Stoneridge, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.
The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.
This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.
IN WITNESS WHEREOF, the undersigned have executed this Agreement as of February 6, 2008.
         
    KPR Capital Management, LLC
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Manager
 
       
    Boulder Capital, LLC
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Authorized Person
 
       
    Herbert and Roseline Gussman Foundation
 
       
 
  By:   /s/ Kuldeep Ram
 
       
 
      Kuldeep Ram, Authorized Person
 
       
    /s/ Kuldeep Ram
     
    Kuldeep Ram

 

9

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